SEC Form 4 · accession 0001104659-15-057178
Invitae Corp · NVTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Patty Dumond
Other
Period of report
Aug 4, 2015
Accepted (ET)
Aug 6, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2015 | A | 5,000 | $0.00 | A | 8,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.91 | Aug 4, 2015 | A | 30,000 | A | — | Aug 4, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Shares issuable upon settlement of a restricted stock unit award that vests over three years, with 1/3rd of the total award vesting on each anniversary of the grant date.
- F2The option vests over four years as follows: 25% of the shares vest on the one-year anniversary of the date of grant and 1/48th of the shares vest each month thereafter for the remaining three years.