SEC Form 4 · accession 0000899243-19-007352
Invitae Corp · NVTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Nussbaum
Officer — Chief Medical Officer
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2019 | M | 10,000 | $9.90 | A | 173,769 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.90 | Mar 8, 2019 | M | 10,000 | D | — | Aug 4, 2025 | Common Stock | 10,000 | 90,000 | D |
Explanation of responses
- F1Includes an aggregate of 164,235 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F2The original option to purchase 100,000 shares of common stock vests over four years as follows: 25% of the shares vest on the one-year anniversary of August 1, 2015 and 1/48th of the shares vest each month thereafter for the remaining three years.