SEC Form 4 · accession 0000899243-17-016223
Invitae Corp · NVTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelly D Guyer
Officer — Chief Financial Officer
Period of report
Jun 12, 2017
Accepted (ET)
Jun 13, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2017 | A | 45,000 | $0.00 | A | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $9.18 | Jun 12, 2017 | A | 100,000 | A | — | Jun 12, 2027 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Shares issuable upon settlement of a restricted stock unit award that vests in three equal installments, with 1/3rd of the total award vesting on each of: May 15, 2018, 2019 and 2020.
- F2The options vest over four years as follows: 25% of the shares vest on June 12, 2018, and 1/48th of the shares vest each month thereafter for the remaining three years.