SEC Form 4 · accession 0000899243-17-002944
Invitae Corp · NVTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean E George
Officer — CEO · Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | A | 176,470 | $0.00 | A | 411,878 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.06 | Feb 3, 2017 | A | 252,648 | A | — | Feb 3, 2027 | Common Stock | 252,648 | 252,648 | D |
Explanation of responses
- F1Shares issuable upon settlement of a restricted stock unit award that vests in three equal installments, with 1/3rd of the total award vesting on each of: May 15, 2018, 2019 and 2020.
- F2The option vests over four years as follows: 25% of the shares vest on February 3, 2018, and 1/48th of the shares vest each month thereafter for the remaining three years.