SEC Form 4 · accession 0001240520-16-000005
Virtus Stone Harbor Emerging Markets Income Fund · EDF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Craige
Officer — Executive Vice President
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501103
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Nov 4, 2016 | P | 4,699 | $14.10 | A | 4,699 | I | Descendants' Trust |
| Common Shares of Beneficial InterestF1 | holding | — | — | — | 15,625 | I | By Family | |
| Common Shares of Beneficial InterestF2 | holding | — | — | — | 42,306 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 6,867 shares acquired through a dividend reinvestment plan.
- F2Includes 12,270 shares acquired through a dividend reinvestment plan.