SEC Form 4 · accession 0001567619-18-003133
Oconee Federal Financial Corp. · OFED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis T Evatt
Officer — EVP and CFO · Director
Period of report
May 2, 2018
Accepted (ET)
Sep 26, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2018 | W | 8,333 | $0.00 | A | 18,333 | I | By 401(k) |
| Common StockF1 | Jul 23, 2018 | W | 5,070 | $0.00 | A | 14,722 | I | By ESOP |
| Common StockF2 | holding | — | — | — | 25,384 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | As custodian for daughter | |
| Common Stock | holding | — | — | — | 1,000 | I | As custodian for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $11.58 | holding | — | — | — | Apr 27, 2013 | Apr 27, 2022 | Common Stock | 77,763 | 77,763 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- F2Includes shares of restricted stock which vest ratably for seven years commencing on April 27, 2013.
- F3Stock Options vest ratably for seven years commencing on April 27, 2013.