SEC Form 4 · accession 0000927089-15-000585
Sunshine Financial, Inc. · SSNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis O Davis Jr.
Officer — President and CEO · Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 1:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 24, 2015 | F | 266 | $19.40 | D | 3,734 | D | |
| Common Stock | holding | — | — | — | 3,557 | I | Held by ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $10.75 | holding | — | — | — | Dec 31, 2013 | Dec 10, 2022 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents shares withheld to satisfy tax obligations in connection with vesting of restricted stock.