SEC Form 4 · accession 0001140361-17-032816
Wolverine Bancorp, Inc. · WBKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick A. Rosinski
Officer — COO and Treasurer
Period of report
Aug 14, 2017
Accepted (ET)
Aug 21, 2017 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500836
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | P | 202 | $39.889 | A | 10,257 | I | By Long Term Incentive Plan |
| Common StockF1 | holding | — | — | — | 7,027 | D | ||
| Common Stock | holding | — | — | — | 2,713 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 6,596 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $26.03 | holding | — | — | — | Dec 15, 2016 | Dec 15, 2025 | Common Stock | 2,500 | 2,500 | D |
| Stock Options | $17.30 | holding | — | — | — | Aug 21, 2013 | Aug 21, 2022 | Common Stock | 12,537 | 12,537 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 15, 2016.
- F2Stock Options vest at a rate of 20% per year commencing on December 15, 2016.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.