SEC Form 4 · accession 0001140361-16-077792
Wolverine Bancorp, Inc. · WBKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H. Dunn
Officer — President and CEO · Director
Period of report
Aug 21, 2016
Accepted (ET)
Aug 25, 2016 · 11:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500836
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2016 | F | 1,252 | $25.85 | D | 22,974 | D | |
| Common Stock | holding | — | — | — | 2,308 | I | By Spouse's IRA | |
| Common StockF3 | holding | — | — | — | 7,585 | I | By ESOP | |
| Common Stock | holding | — | — | — | 2,296 | I | By IRA | |
| Common Stock | holding | — | — | — | 29,268 | I | By Long Term Incentive Plan | |
| Common Stock | holding | — | — | — | 7,892 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $17.30 | holding | — | — | — | Aug 21, 2013 | Aug 21, 2022 | Common Stock | 37,612 | 37,612 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 21, 2013.
- F2Stock Options vest at a rate of 20% per year commencing on August 21, 2013.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended