SEC Form 4 · accession 0001140361-16-046178
Wolverine Bancorp, Inc. · WBKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick A. Rosinski
Officer — COO and Treasurer
Period of report
Dec 15, 2015
Accepted (ET)
Jan 4, 2016 · 12:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500836
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Dec 15, 2015 | A | 2,500 | $0.00 | A | 7,574 | D | |
| Common Stock | holding | — | — | — | 2,713 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 2,041 | I | By ESOP | |
| Common Stock | holding | — | — | — | 9,225 | I | By Long Term Incentive Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $26.03 | Dec 15, 2015 | A | 2,500 | A | Dec 15, 2016 | Dec 15, 2025 | Common Stock | 2,500 | 2,500 | D |
| Stock OptionsF2 | $17.30 | holding | — | — | — | Aug 21, 2013 | Aug 21, 2022 | Common Stock | 12,537 | 12,537 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 21, 2013.
- F2Stock Options vest at a rate of 20% per year commencing on August 21, 2013.
- F3Shares of restricted stock vest at a rate of 20% per year commencing on December 15, 2016.
- F4Stock Options vest at a rate of 20% per year commencing on December 15, 2016.