SEC Form 4 · accession 0001140361-15-032714
Alliance Bancorp, Inc. of Pennsylvania · ALLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Danna
Officer — VP - Treasurer
Period of report
Aug 13, 2015
Accepted (ET)
Aug 18, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2015 | S | 1,116 | $23.65 | D | 3,890 | D | |
| Common Stock | Aug 13, 2015 | M | 7,600 | $11.05 | A | 11,490 | D | |
| Common Stock | Aug 13, 2015 | M | 1,000 | $15.34 | A | 12,490 | D | |
| Common Stock | Aug 13, 2015 | S | 7,600 | $23.66 | D | 4,890 | D | |
| Common Stock | Aug 13, 2015 | S | 1,000 | $23.66 | D | 3,890 | D | |
| Common Stock | holding | — | — | — | 4,133 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 3,188 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.05 | Aug 13, 2015 | M | 7,600 | D | — | Jul 20, 2021 | Common Stock | 7,600 | 1,900 | D |
| Employee Stock Option (Right to Buy)F3 | $15.34 | Aug 13, 2015 | M | 1,000 | D | — | Dec 11, 2024 | Common Stock | 1,000 | 4,000 | D |
Explanation of responses
- F1Represents a grant of shares pursuant to the 2011 Recognition and Retention Plan that vests at 20% per year commencing on July 20, 2012.
- F2The options vest at 20% per year commencing on July 20, 2012.
- F3The options vest at 20% per year commencing on December 11, 2014