SEC Form 4 · accession 0000927089-15-000479
Alliance Bancorp, Inc. of Pennsylvania · ALLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Danna
Officer — VP - Treasurer
Period of report
Oct 9, 2015
Accepted (ET)
Oct 9, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2015 | F | 904 | $23.77 | D | 2,826 | D | |
| Common StockF1 | Oct 9, 2015 | D | 2,826 | — | D | 0 | D | |
| Common StockF1 | Oct 9, 2015 | D | 3,188 | — | D | 0 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $11.05 | Oct 9, 2015 | D | 1,900 | D | Jul 20, 2012 | Jul 20, 2021 | Common Stock | 1,900 | 0 | D |
| Stock OptionF2 | $15.34 | Oct 9, 2015 | D | 4,000 | D | Dec 11, 2014 | Dec 11, 2023 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to merger agreement between issuer and WSFS Financial Corporation whereby each share of common stock was converted into the right to receive either (i) $22.00 in cash or (ii) 0.86865 of a share of WSFS common stock.
- F2Disposed of pursuant to the merger agreement whereby each stock option was converted into the right to receive cash equal to the product of (a) the number of shares of stock subject to such option multiplied by (b) the excess, if any, of $22.00 over the per share exercise price of such option.