SEC Form 4 · accession 0001427365-15-000002
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin S. Friedman
10% Owner
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | S | 1,600 | $19.75 | D | 33,762 | D | |
| Common StockF1,F2 | Jun 10, 2015 | S | 8,400 | $19.75 | A | 170,724 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of Financial Opportunity Fund LLC ("FOF"). FOF sold 7,900 shares of the issuer. Martin S. Friedman, in his capacity as managing member of FJ Capital, has voting and dispositive power over the shares of the issuer held by FOF. Andrew Jose is a founding member of FJ Capital and sold 500 shares of the issuer. Andrew Jose has dispositive power on the shares of the issuer held by FOF.
- F2Because of the Reporting Person's relationship to FOF and Andrew Jose, the Reporting Person may be deemed to beneficially own the shares to extent of the greater of his direct or indirect pecuniary interests in the profits or capital account of FOF. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purpose of Section 16 of the Exchange Act or otherwise, the beneficial owner of any shares beneficially owned in excess of his pecuniary interest.