SEC Form 4 · accession 0000927089-19-000078
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Barber
Officer — SVP Mortgage Lending ***
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | A | 1,000 | $0.00 | A | 1,897 | D | |
| Common StockF2 | holding | — | — | — | 1,715 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 5,697 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $31.25 | Feb 5, 2019 | A | 4,500 | A | — | Feb 5, 2029 | Common Stock | 4,500 | 4,500 | D |
| Employee Stock Option (Right to Buy)F5 | $10.93 | holding | — | — | — | Aug 19, 2015 | Aug 19, 2020 | Common Stock | 961 | 961 | D |
| Employee Stock Option (Right to Buy)F6 | $14.70 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2022 | Common Stock | 1,945 | 1,945 | D |
| Employee Stock Option (Right to Buy)F7 | $23.00 | holding | — | — | — | — | Oct 26, 2025 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Represents the grant of shares pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on February 5, 2020.
- F2Reflects units which represent share interests and a reserve of cash. Includes units acquired in the Home Federal Bank Employees' Savings and Profit Sharing Plan and Trust since the last filed Form 4, based on a report dated February 5, 2019.
- F3Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
- F4The options vest at a rate of 20% per year commencing on February 5, 2020.
- F5The options vested at a rate of 20% per year commencing on August 19, 2011.
- F6The options vested at a rate of 20% per year commencing on January 31, 2013.
- F7The options are vesting at a rate of 20% per year commencing on October 26, 2016.
Remarks
*** Senior Vice President Mortgage Lending of Home Federal Bank (Issuer subsidiary)