SEC Form 4 · accession 0000927089-18-000454
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K Matthew Sawrie
Officer — SVP Commercial Lending*
Period of report
Dec 20, 2018
Accepted (ET)
Dec 21, 2018 · 1:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2018 | M | 1,000 | $14.70 | A | 16,761 | D | |
| Common Stock | holding | — | — | — | 5,361 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 2,102 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 5,765 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.70 | Dec 20, 2018 | M | 1,000 | A | Jan 31, 2017 | Jan 31, 2022 | Common Stock | 1,000 | 12,562 | D |
| Employee Stock Option (Right to Buy)F4 | $23.00 | holding | — | — | — | — | Oct 26, 2025 | Common Stock | 7,000 | 7,000 | D |
| Employee Stock Option (Right to Buy)F5 | $18.92 | holding | — | — | — | — | Jul 31, 2024 | Common Stock | 3,253 | 3,253 | D |
Explanation of responses
- F1Includes 400 shares and 203 shares granted pursuant to the 2014 Stock Incentive Plan and held in the 2011 Recognition and Retention Plan Trust, respectively, which reflect the unvested portion of grant awards originally covering 1,000 shares and 1,003 shares, respectively, that commenced vesting at a rate of 20% per year on October 26, 2016 and July 31, 2015, respectively, and 1,922 shares held jointly with the reporting person's spouse.
- F2Reflects units which represent share interests and a reserve of cash in the Issuer's 401(k) Plan. Based on a report dated December 21, 2018.
- F3The options vested at a rate of 20% per year commencing on January 31, 2013.
- F4The options are vesting at a rate of 20% per year commencing on October 26, 2016.
- F5The options are vesting at a rate of 20% per year commencing on July 31, 2015.
Remarks
* Senior Vice President Commercial Lending of Home Federal Bank (Issuer Subsidiary).