SEC Form 4 · accession 0000927089-18-000368
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Lawrence
Director
Period of report
Sep 21, 2018
Accepted (ET)
Oct 10, 2018 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 21, 2018 | W | 8,016 | $0.00 | D | 0 | I | By Spouse |
| Common StockF2 | holding | — | — | — | 21,302 | D | ||
| Common Stock | holding | — | — | — | 4,555 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.70 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2022 | Common Stock | 2,544 | 2,544 | D |
| Stock Option (Right to Buy)F4 | $23.00 | holding | — | — | — | — | Oct 26, 2025 | Common Stock | 4,500 | 4,500 | D |
Explanation of responses
- F1On September 21, 2018, the 8,016 shares were distributed from the estate of the mother of the reporting person's spouse.
- F2Includes 600 shares granted pursuant to the 2014 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 1,000 shares that commenced vesting at a rate of 20% per year on October 26, 2016 and 4,555 shares held jointly with the reporting person's spouse.
- F3The options vested at a rate of 20% per year commencing on January 31, 2013.
- F4The options are vesting at a rate of 20% per year commencing on October 26, 2016.