SEC Form 4 · accession 0000927089-18-000311
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Timothy W. Wilhite
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 14, 2018 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2018 | M | 5,836 | $14.70 | A | 18,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $14.70 | Aug 13, 2018 | M | 5,836 | D | Jan 31, 2017 | Jan 31, 2022 | Common Stock | 5,836 | 0 | D |
| Stock Option (Right to Buy)F3 | $23.00 | holding | — | — | — | — | Oct 26, 2025 | Common Stock | 6,500 | 6,500 | D |
| Stock Option (Right to Buy)F4 | $18.92 | holding | — | — | — | — | Jul 31, 2024 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1Includes 200 shares and 1,080 shares held in the 2011 Recognition and Retention Plan Trust and granted pursuant to the 2014 Stock Incentive Plan, respectively, which reflect the unvested portion of grant awards originally covering 1,000 shares and 1,800 shares, respectively, that commenced vesting at a rate of 20% per year on July 31, 2015 and October 26, 2016, respectively, and 6,000 shares held jointly with the reporting person's spouse.
- F2The options vested at a rate of 20% per year commencing on January 31, 2013.
- F3The options are vesting at a rate of 20% per year commencing on October 26, 2016.
- F4The options are vesting at a rate of 20% per year commencing on July 31, 2015.