SEC Form 4 · accession 0000927089-17-000466
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Lawrence
Director
Period of report
Dec 11, 2017
Accepted (ET)
Dec 12, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2017 | M | 3,000 | $14.70 | A | 21,302 | D | |
| Common StockF2 | holding | — | — | — | 8,016 | I | By Spouse | |
| Common Stock | holding | — | — | — | 4,555 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.70 | Dec 11, 2017 | M | 3,000 | D | — | Jan 31, 2022 | Common Stock | 3,000 | 2,544 | D |
| Stock Option (Right to Buy)F4 | $23.00 | holding | — | — | — | — | Oct 26, 2025 | Common Stock | 4,500 | 4,500 | D |
Explanation of responses
- F1Includes 600 shares granted pursuant to the 2014 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 1,000 shares that commenced vesting at a rate of 20% per year on October 26, 2016 and 4,555 shares held jointly with the reporting person's spouse.
- F2The reporting peron's spouse holds power of attorney to vote the shares held in the name of her mother as usufruct for her four children, naked owners. The reporting person disclaims beneficial ownership over the shares, except with respect to his spouse's one-quarter percuniary interest therein.
- F3The options are vesting at a rate of 20% per year commencing on January 31, 2013.
- F4The options are vesting at a rate of 20% per year commencing on October 26, 2016.