SEC Form 4 · accession 0000927089-17-000338
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Barlow
Officer — President & CEO*** · Director
Period of report
Sep 19, 2017
Accepted (ET)
Sep 20, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 19, 2017 | S | 3,892 | $26.5134 | D | 31,181 | D | |
| Common Stock | holding | — | — | — | 13,500 | I | By IRA | |
| Common Stock | holding | — | — | — | 550 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 13,094 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 6,165 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $23.00 | holding | — | — | — | — | Oct 26, 2025 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock Option (Right to Buy)F5 | $18.92 | holding | — | — | — | — | Jul 31, 2024 | Common Stock | 2,133 | 2,133 | D |
| Employee Stock Option (Right to Buy)F6 | $14.70 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2022 | Common Stock | 48,630 | 48,630 | D |
| Employee Stock Option (Right to Buy)F7 | $10.93 | holding | — | — | — | Aug 19, 2015 | Aug 19, 2020 | Common Stock | 9,611 | 9,611 | D |
Explanation of responses
- F1Includes 12,000 shares granted pursuant to the 2014 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 15,000 shares that commenced vesting at a rate of 20% per year on October 26, 2016, and 6,473 shares held jointly with the reporting person's spouse.
- F2Reflects units which represent share interests and a reserve of cash in the Issuer's 401(k) Plan. Based on a report dated September 19, 2017.
- F3Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
- F4The options are vesting at a rate of 20% per year commencing on October 26, 2016.
- F5The options are vesting at a rate of 20% per year commencing on July 31, 2015.
- F6The options vested at a rate of 20% per year commencing on January 31, 2013.
- F7The options vested at a rate of 20% per year commencing on August 19, 2011.
Remarks
*** Also serves as President and Chief Executive Officer of the Issuer's wholly owned subsidiary, Home Federal Bank.