SEC Form 4 · accession 0000927089-17-000262
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen W. Brown
Officer — SVP & Chief Financial Officer
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 31, 2017 | F | 255 | $27.30 | D | 3,436 | D | |
| Common StockF3 | holding | — | — | — | 383 | I | By 401(k) Plan | |
| Common StockF4 | holding | — | — | — | 1,181 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $23.00 | holding | — | — | — | — | Oct 26, 2025 | Common Stock | 2,000 | 2,000 | D |
| Employee Stock Option (Right to Buy)F6 | $18.92 | holding | — | — | — | — | Jul 31, 2024 | Common Stock | 10,500 | 10,500 | D |
Explanation of responses
- F1Disposition solely to meet tax withholding obligations for distribution from Recognition and Retention Plan.
- F2Includes 360 shares granted pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on October 26, 2016 and 1,400 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of a grant award originally covering 3,500 shares that commenced vesting at a rate of 20% per year on July 31, 2015.
- F3Reflects fund units which represent share interests and a reserve of cash in the Issuer's 401(k) Plan. Based on a report dated August 1, 2017.
- F4Reflects shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
- F5The options are vesting at a rate of 20% per year commencing on October 26, 2016.
- F6The options are vesting at a rate of 20% per year commencing on July 31, 2015.