SEC Form 4 · accession 0000927089-17-000039
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Herndon
Officer — Executive Chairman · Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 31, 2017 | F | 832 | $27.66 | D | 84,418 | D | |
| Common Stock | holding | — | — | — | 4,555 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 35,758 | I | By 401(k) Plan | |
| Common StockF4 | holding | — | — | — | 9,033 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $14.70 | holding | — | — | — | Jan 31, 2017 | Jan 31, 2022 | Common Stock | 27,707 | 27,707 | D |
| Employee Stock Option (Right to Buy)F6 | $23.00 | holding | — | — | — | — | Oct 26, 2025 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1Disposition solely to meet tax withholding obligation for distribution from Recognition and Retention Plan.
- F2Includes 4,000 shares granted pursuant to the 2014 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 5,000 shares that commenced vesting at a rate of 20% per year on October 26, 2016 and 64,815 shares held jointly with the reporting person's spouse.
- F3Reflects units which represent share and cash interests in the Issuer's stock fund in the 401(k) Plan. Based on a report dated February 1, 2017.
- F4Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
- F5The options vested at a rate of 20% per year commencing on January 31, 2013.
- F6The options are vesting at a rate of 20% per year commencing on October 26, 2016.