SEC Form 4/A · accession 0000927089-16-000927
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark Malloy Harrison
Director
Period of report
Oct 26, 2015
Accepted (ET)
Aug 31, 2016 · 11:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 26, 2015 | A | 1,800 | $0.00 | A | 8,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F4 | $14.70 | holding | — | — | — | — | Jan 31, 2022 | Common Stock | 4,669 | 4,669 | D |
Explanation of responses
- F1Represents the grant of shares pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on October 26, 2016.
- F2The reporting person is amending the Form 4 for the purpose of correcting the number of shares beneficially owned following the exercise of 1,167 stock options on February 5, 2013, reported on Form 4 filed February 6, 2013.
- F3Includes 1,246 shares and 800 shares held in the 2011 Recognition and Retention Plan Trust as of October 26, 2015, which reflects the unvested portion of grant awards originally covering 3,112 shares and 1,000 shares, respectively, that commenced vesting at a rate of 20% per year on January 31, 2013 and July 31, 2015, respectively.
- F4The options are vesting at a rate of 20% per year commencing on January 31, 2013.