SEC Form 4 · accession 0000927089-16-000694
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clyde D Patterson
Officer — Executive Vice President & CFO · Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2016 | I | 18,524 | $22.00 | A | 26,132 | I | By 401(k) Plan |
| Common StockF2 | holding | — | — | — | 18,069 | D | ||
| Common Stock | holding | — | — | — | 5,923 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.70 | holding | — | — | — | — | Jan 31, 2022 | Common Stock | 5,544 | 5,544 | D |
| Employee Stock Option (Right to Buy)F4 | $23.00 | holding | — | — | — | — | Oct 26, 2015 | Common Stock | 4,500 | 4,500 | D |
Explanation of responses
- F1Reflects units which represent share interests and a cash reserve in the Issuer's 401(k) Plan. Based on a report dated February 3, 2016.
- F2Includes 1,000 shares granted pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on October 26, 2016 and 446 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of a grant award originally covering 2,218 shares that commenced vesting 20% per year on January 31, 2013.
- F3The options are vesting at a rate of 20% per year commencing on January 31, 2013.
- F4The options vest at a rate of 20% per year commencing on October 26, 2016.