SEC Form 4 · accession 0000927089-15-000536
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen W. Brown
Officer — SVP & Chief Financial Officer
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 26, 2015 | A | 450 | $0.00 | A | 3,950 | D | |
| Common StockF3 | holding | — | — | — | 106 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $23.00 | Oct 26, 2015 | A | 2,000 | A | — | Oct 26, 2025 | Common Stock | 2,000 | 2,000 | D |
| Employee Stock Option (Right to Buy)F5 | $18.92 | holding | — | — | — | — | Jul 31, 2024 | Common Stock | 10,500 | 10,500 | D |
Explanation of responses
- F1Represents the grant of shares pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on October 26, 2016.
- F2Includes 2,800 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of a grant award originally covering 3,500 shares that commenced vesting at a rate of 20% per year on July 31, 2015.
- F3Reflects fund units which represent share interests and a reserve of cash in the Issuer's 401(k) Plan. Based on a report dated September 29, 2015.
- F4The options vest at a rate of 20% per year commencing on October 26, 2016.
- F5The options are vesting at a rate of 20% per year commencing on July 31, 2015.