SEC Form 4 · accession 0000927089-15-000533
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Herndon
Officer — Chairman and CEO · Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 26, 2015 | A | 5,000 | $0.00 | A | 84,614 | D | |
| Common StockF2 | Oct 27, 2015 | M | 1,320 | $14.70 | A | 85,934 | D | |
| Common Stock | holding | — | — | — | 4,555 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 34,216 | I | By 401(k) Plan | |
| Common StockF4 | holding | — | — | — | 8,182 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $23.00 | Oct 26, 2015 | A | 8,000 | A | — | Oct 26, 2025 | Common Stock | 8,000 | 8,000 | D |
| Employee Stock Option (Right to Buy)F6 | $14.70 | Oct 27, 2015 | M | 1,320 | D | — | Jan 31, 2022 | Common Stock | 1,320 | 27,858 | D |
Explanation of responses
- F1Represents the grant of shares pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on October 26, 2016.
- F2Includes 4,669 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of a grant award originally covering 11,671 shares that commenced vesting at a rate of 20% per year on January 31, 2013 and 60,662 shares held jointly with the reporting person's spouse.
- F3Reflects units which represent share and cash interests in the Issuer's stock fund in the 401(k) Plan. Based on a report dated September 29, 2015.
- F4Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
- F5The options vest at a rate of 20% per year commencing on October 26, 2016.
- F6The options are vesting at a rate of 20% per year commencing on January 31, 2013.