SEC Form 4 · accession 0000927089-15-000532
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Steen Trawick Jr.
Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 26, 2015 | A | 1,000 | $0.00 | A | 4,092 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $23.00 | Oct 26, 2015 | A | 6,500 | A | — | Oct 26, 2025 | Common Stock | 6,500 | 6,500 | D |
| Stock Option (Right to Buy)F4 | $14.70 | holding | — | — | — | — | Jan 31, 2022 | Common Stock | 3,293 | 3,293 | D |
| Stock Option (Right to Buy)F5 | $18.92 | holding | — | — | — | — | Jul 31, 2024 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Represents the grant of shares pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on October 26, 2016.
- F2Includes 578 shares and 800 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of grant awards originally covering 1,439 shares and 1,000 shares, respectively, that commenced vesting at a rate of 20% per year on January 31, 2013 and July 31, 2015, respectively.
- F3The options vest at a rate of 20% per year commencing on October 26, 2016.
- F4The options are vesting at a rate of 20% per year commencing on July 31, 2015.
- F5The options are vesting at a rate of 20% per year commencing on January 31, 2013.