SEC Form 4 · accession 0000927089-15-000530
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Lawrence
Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 26, 2015 | A | 1,000 | $0.00 | A | 18,302 | D | |
| Common StockF3 | holding | — | — | — | 8,016 | I | By Spouse | |
| Common Stock | holding | — | — | — | 4,555 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $23.00 | Oct 26, 2015 | A | 4,500 | A | — | Oct 26, 2025 | Common Stock | 4,500 | 4,500 | D |
| Stock Option (Right to Buy)F5 | $14.70 | holding | — | — | — | — | Jan 31, 2022 | Common Stock | 5,544 | 5,544 | D |
Explanation of responses
- F1Represents the grant of shares pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on October 26, 2016.
- F2Includes 889 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of a grant award originally covering 2,218 shares that commenced vesting at a rate of 20% per year on January 31, 2013 and 4,555 shares held jointly with the reporting person's spouse.
- F3The reporting peron's spouse holds power of attorney to vote the shares held in the name of her mother as usufruct for her four children, naked owners. The reporting person disclaims beneficial ownership over the shares, except with respect to his spouse's one-quarter percuniary interest therein.
- F4The options vest at a rate of 20% per year commencing on October 26, 2016.
- F5The options are vesting at a rate of 20% per year commencing on January 31, 2013.