SEC Form 4 · accession 0000927089-15-000529
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David A Herndon III
Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 26, 2015 | A | 1,000 | $0.00 | A | 30,494 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $23.00 | Oct 26, 2015 | A | 4,500 | D | — | Oct 26, 2025 | Common Stock | 4,500 | 4,500 | D |
| Stock Option (Right to Buy)F4 | $14.70 | holding | — | — | — | — | Jan 31, 2022 | Common Stock | 500 | 5,044 | D |
Explanation of responses
- F1Represents the grant of shares pursuant to the 2014 Stock Incentive Plan that vest 20% per year commencing on October 26, 2016.
- F2Includes 889 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of a grant award originally covering 2,218 shares that commenced vesting at a rate of 20% per year on January 31, 2013.
- F3The options vest at a rate of 20% per year commencing on October 26, 2016.
- F4The options are vesting at a rate of 20% per year commencing on January 31, 2013.