SEC Form 4 · accession 0000927089-15-000413
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Barber
Officer — SVP Mortgage Lending *
Period of report
Jan 31, 2015
Accepted (ET)
Sep 11, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 31, 2015 | F | 113 | $19.20 | D | 1,121 | D | |
| Common StockF3 | holding | — | — | — | 1,562 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 3,081 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $10.93 | holding | — | — | — | Aug 19, 2015 | Aug 19, 2020 | Common Stock | 961 | 961 | D |
| Employee Stock Option (right to buy)F5 | $14.70 | holding | — | — | — | — | Jan 31, 2022 | Common Stock | 1,945 | 1,945 | D |
Explanation of responses
- F1Disposition solely to meet tax obligation for distribution from Recognition and Retention Plan.
- F2Includes 623 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of a grant award originally covering 1,556 shares that commenced vesting at a rate of 20% per year on January 31, 2013.
- F3Reflects units which represent share interests in the Issuer's 401(k) Plan. Based on a report dated September 10, 2015.
- F4The options vested at a rate of 20% per year commencing on August 19, 2011.
- F5The options are vesting at a rate of 20% per year commencing on January 31, 2013.
Remarks
* Senior Vice President Mortgage Lending of Home Federal Bank (Issuer subsidiary)