SEC Form 4 · accession 0000927089-15-000382
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
K Matthew Sawrie
Officer — SVP Commercial Lending*
Period of report
Aug 19, 2015
Accepted (ET)
Aug 19, 2015 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 19, 2015 | M | 961 | $10.93 | A | 12,761 | D | |
| Common Stock | holding | — | — | — | 5,361 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 1,971 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 2,602 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $10.93 | Aug 19, 2015 | M | 961 | D | Aug 19, 2015 | Aug 19, 2020 | Common Stock | 961 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $14.70 | holding | — | — | — | — | Jan 31, 2022 | Common Stock | 15,562 | 15,562 | D |
| Employee Stock Option (Right to Buy)F5 | $18.92 | holding | — | — | — | — | Jul 31, 2024 | Common Stock | 3,253 | 3,253 | D |
Explanation of responses
- F1Includes 4,507 shares and 1,003 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of grant awards originally covering 7,509 shares and 1,003 shares, respectively, that commenced vesting at a rate of 20% per year on January 31, 2013 and July 31, 2015, respectively, and 1,922 shares held jointly with the reporting person's spouse.
- F2Reflects units which represent share interests in the Issuer's 401(k) Plan and includes shares acquired since the last filed Form 4. Based on a report dated August 18, 2015.
- F3The options vested at a rate of 20% per year commencing on August 19, 2011.
- F4The options are vesting at a rate of 20% per year commencing on January 31, 2013.
- F5The options are vesting at a rate of 20% per year commencing on July 31, 2015.
Remarks
* Senior Vice President Commercial Lending of Home Federal Bank (Issuer Subsidiary).