SEC Form 4 · accession 0000927089-15-000089
Home Federal Bancorp, Inc. of Louisiana · HFBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Herndon
Officer — Chairman and CEO · Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 6, 2015 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2015 | M | 5,000 | $10.82 | A | 72,614 | D | |
| Common Stock | holding | — | — | — | 4,555 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 32,904 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 7,234 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $10.82 | Feb 6, 2015 | M | 5,000 | D | Aug 18, 2010 | Aug 18, 2015 | Common Stock | 5,000 | 7,000 | D |
| Employee Stock Option (Right to Buy)F5 | $14.70 | holding | — | — | — | — | Jan 31, 2022 | Common Stock | 29,178 | 29,178 | D |
Explanation of responses
- F1Includes 4,669 shares held in the 2011 Recognition and Retention Plan Trust which reflect the unvested portion of a grant award originally covering 11,671 shares that commenced vesting at a rate of 20% per year on January 31, 2013 and 52,342 shares held jointly with the reporting person's spouse.
- F2Reflects units which represent share interests in the Issuer's 401(k) Plan. Based on a report dated February 6, 2015.
- F3Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
- F4The options vested at a rate of 20% per year commencing on August 18, 2006.
- F5The options are vesting at a rate of 20% per year commencing on January 31, 2013.