SEC Form 4 · accession 0000947871-18-000640
Ironwood Institutional Multi-Strategy Fund LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Gans
Other
Period of report
Aug 1, 2011
Accepted (ET)
Aug 10, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UnitsF1 | Aug 1, 2011 | P | 3 | $1,042.70 | A | 1,129 | D | |
| UnitsF1 | Jun 30, 2012 | S | 34 | $1,040.61 | D | 1,095 | D | |
| UnitsF1 | Dec 1, 2012 | P | 3 | $1,031.94 | A | 1,099 | D | |
| UnitsF1 | Jun 30, 2017 | S | 22 | $1,127.13 | D | 1,076 | D | |
| UnitsF1 | Jun 30, 2018 | S | 52 | $1,153.88 | D | 1,024 | D | |
| UnitsF2 | Aug 1, 2011 | P | 3 | $1,042.70 | A | 750 | I | See footnote |
| UnitsF2 | Dec 1, 2012 | P | 3 | $1,031.94 | A | 754 | I | See footnote |
| UnitsF2 | Jun 30, 2014 | S | 44 | $1,138.46 | D | 710 | I | See footnote |
| UnitsF2 | Jun 30, 2018 | S | 26 | $1,153.88 | D | 684 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities are owned by "UBS Financial Services Custodian Frederick M. Gans Traditional IRA", of which Frederick Gans is the beneficiary.
- F2These securities are owned by The Dorothy S Gans 1994 Trust, which may be deemed to be beneficially owned by Frederick Gans, Director of Investment Adviser.