SEC Form 4 · accession 0001500217-18-000071
American Assets Trust, Inc. · AAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duane Nelles
Director
Period of report
Jun 12, 2018
Accepted (ET)
Jun 12, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Jun 12, 2018 | A | 1,330 | $0.00 | A | 2,550 | D | |
| Common Stock, par value $0.01F2 | holding | — | — | — | 100,758 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted common stock issued to the Reporting Person as a non-employee director pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.
- F2The shares are held by Nelles Intervivos Trust dtd. 3/29/1976, Duane A. Nelles and Gail G. Nelles, Trustees. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.