SEC Form 4 · accession 0001500217-16-000212
American Assets Trust, Inc. · AAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F. Barton
Officer — Executive Vice President & CFO
Period of report
Dec 1, 2016
Accepted (ET)
Dec 2, 2016 · 7:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Dec 1, 2016 | A | 21,671 | $0.00 | A | 146,341 | D | |
| Common Stock, par value $0.01F2 | holding | — | — | — | 1,481 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.
- F2Amount includes 1,481 shares held by the Robert and Katherine Barton Living Trust 2007 dated 4/21/2007, for which the Reporting Person is a trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.