SEC Form 4 · accession 0001140361-18-006793

SI Financial Group, Inc. · SIFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Feb 9, 2018

Accepted (ET)

Feb 13, 2018 · 10:05 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001500213

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 9, 2018	S	491	$14.25	D	46,877	D
Common Stock	Feb 9, 2018	S	341	$14.20	D	46,536	D
Common Stock	Feb 9, 2018	S	600	$14.15	D	45,936	D
Common Stock	Feb 9, 2018	S	400	$14.10	D	45,536	D
Common Stock	Feb 9, 2018	S	700	$14.00	D	44,836	D
Common Stock	Feb 12, 2018	S	120	$14.00	D	44,716	D
Common Stock	holding	—	—		—	19,138	I	By 401(k)
Common Stock	holding	—	—		—	11,861	I	By ESOP
Common Stock	holding	—	—		—	4,699	I	By IRA
Common Stock	holding	—	—		—	898	I	By Spouse
Common Stock	holding	—	—		—	2,659	I	By Spouse's IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F1	$5.68	holding	—	—	—	Feb 24, 2011	Feb 24, 2020	Common Stock	5,663	5,663	D
Stock Options^F1	$9.40	holding	—	—	—	Feb 16, 2012	Feb 16, 2021	Common Stock	10,000	10,000	D
Stock Options^F1	$11.01	holding	—	—	—	Oct 24, 2013	Oct 24, 2022	Common Stock	50,000	50,000	D