SEC Form 4 · accession 0001140361-17-042128

SI Financial Group, Inc. · SIFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Nov 9, 2017

Accepted (ET)

Nov 13, 2017 · 4:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001500213

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 9, 2017	S	100	$14.80	D	58,068	D
Common Stock	Nov 9, 2017	S	2,225	$14.65	D	55,843	D
Common Stock	Nov 10, 2017	S	2	$14.65	D	55,841	D
Common Stock	Nov 10, 2017	S	100	$14.625	D	55,741	D
Common Stock	Nov 10, 2017	S	198	$14.60	D	55,543	D
Common Stock	Nov 10, 2017	S	200	$14.55	D	55,343	D
Common Stock	Nov 10, 2017	S	90	$14.50	D	55,253	D
Common Stock	Nov 10, 2017	S	110	$14.45	D	55,143	D
Common Stock	Nov 10, 2017	S	129	$14.40	D	55,014	D
Common Stock	Nov 10, 2017	S	90	$14.30	D	54,924	D
Common Stock	Nov 10, 2017	S	356	$14.25	D	54,568	D
Common Stock	holding	—	—		—	19,138	I	By 401(k)
Common Stock	holding	—	—		—	11,861	I	By ESOP
Common Stock	holding	—	—		—	4,699	I	By IRA
Common Stock	holding	—	—		—	898	I	By Spouse
Common Stock	holding	—	—		—	2,659	I	By Spouse's IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F1	$5.68	holding	—	—	—	Feb 24, 2011	Feb 24, 2020	Common Stock	5,663	5,663	D
Stock Options^F1	$9.40	holding	—	—	—	Feb 16, 2012	Feb 16, 2021	Common Stock	10,000	10,000	D
Stock Options^F1	$11.01	holding	—	—	—	Oct 24, 2013	Oct 24, 2022	Common Stock	50,000	50,000	D