SEC Form 4 · accession 0001140361-17-021733
SI Financial Group, Inc. · SIFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Alliod
Director
Period of report
May 18, 2017
Accepted (ET)
May 22, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | M | 3,216 | $13.93 | A | 9,871 | D | |
| Common Stock | May 18, 2017 | F | 2,977 | $15.05 | D | 6,894 | D | |
| Common Stock | holding | — | — | — | 1,212 | I | By Daughter | |
| Common Stock | holding | — | — | — | 250 | I | By Daughter's IRA | |
| Common Stock | holding | — | — | — | 3,506 | I | By IRA | |
| Common Stock | holding | — | — | — | 2,229 | I | By Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $13.93 | May 18, 2017 | M | 3,216 | D | Jun 14, 2008 | Jun 14, 2017 | Common Stock | 3,216 | 0 | D |
| Stock OptionsF2 | $11.86 | holding | — | — | — | Sep 23, 2016 | Sep 23, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Stock Options are fully vested and exercisable.
- F2Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on September 23, 2016.