SEC Form 4/A · accession 0001140361-17-002024
SI Financial Group, Inc. · SIFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin M McCarthy
Director
Period of report
Sep 6, 2013
Accepted (ET)
Jan 17, 2017 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 6, 2013 | A | 80,093 | $0.00 | A | 80,093 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The correct amount of common stock of SI Financial Group, Inc. beneficially owned following the reported transaction is 80,093. The reporting person inadvertently reported an incorrect amount on the Form 4 filed with the Securities and Exchange Commission on September 9, 2013.
- F2Reflects shares received pursuant to the Agreement and Plan of Merger between SI Financial Group, Inc. and Newport Bancorp, Inc., dated March 5, 2013.