SEC Form 5 · accession 0001554795-16-000951
AIRWARE LABS CORP. · AIRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HAYJOUR FAMILY LIMITED PARTNERSHIP
Officer — CEO · Director
Period of report
Sep 30, 2016
Accepted (ET)
Nov 16, 2016 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500123
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 27, 2016 | A | 438,856 | $0.078 | A | 2,438,044 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $0.15 | Mar 1, 2016 | A | 111,111 | A | Mar 1, 2017 | Mar 1, 2026 | Common Stock | 111,111 | 1,999,999 | D |
| OptionF3 | $0.15 | Mar 1, 2016 | A | 111,111 | A | Mar 1, 2018 | Mar 1, 2026 | Common Stock | 111,111 | 2,111,110 | D |
| OptionF3 | $0.15 | Mar 1, 2016 | A | 111,111 | A | Mar 1, 2019 | Mar 1, 2026 | Common Stock | 111,111 | 2,222,221 | D |
| Option | $0.11 | holding | — | — | — | Oct 4, 2014 | Oct 4, 2023 | Common Stock | 111,111 | 111,111 | D |
| Option | $0.11 | holding | — | — | — | Oct 4, 2015 | Oct 4, 2023 | Common Stock | 111,111 | 222,222 | D |
| Option | $0.11 | holding | — | — | — | Oct 4, 2016 | Oct 4, 2023 | Common Stock | 111,111 | 333,333 | D |
| Option | $0.30 | holding | — | — | — | Jan 25, 2014 | Jan 25, 2023 | Common Stock | 333,334 | 666,667 | D |
| Option | $0.30 | holding | — | — | — | Jan 25, 2015 | Jan 25, 2023 | Common Stock | 333,333 | 1,000,000 | D |
| Option | $0.30 | holding | — | — | — | Jan 25, 2016 | Jan 25, 2023 | Common Stock | 333,333 | 1,333,333 | D |
| Option | $0.25 | holding | — | — | — | Sep 5, 2015 | Sep 5, 2024 | Common Stock | 111,111 | 1,444,444 | D |
| Option | $0.25 | holding | — | — | — | Sep 5, 2016 | Sep 5, 2024 | Common Stock | 111,111 | 1,555,555 | D |
| Option | $0.25 | holding | — | — | — | Sep 5, 2017 | Sep 5, 2024 | Common Stock | 111,111 | 1,666,666 | D |
Explanation of responses
- F1Hayjour Family Partnership LLO acquired 438,856 shares of common stock at a cost basis of $0.078 shares directly from the Issuer pursuant to a Debt Conversion Agreement dated September 26, 2016.
- F2Hayjour Family Limited Partnership is controlled by Airware Labs Corp. CEO and President Jeffrey Rassas.
- F3The options were issued at a cost basis of $-- as additional consideration for services rendered to the corporation.