SEC Form 5 · accession 0001554795-16-000941
AIRWARE LABS CORP. · AIRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald L. Miller Jr.
Director
Period of report
Sep 30, 2016
Accepted (ET)
Nov 15, 2016 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500123
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 42,500 | I | Held by Windsor Westfield Management, LLC and Chickamauga Enterprises, L.P. | |
| Common StockF1 | holding | — | — | — | 7,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2 | $0.15 | Mar 1, 2016 | A | 150,000 | A | Mar 1, 2016 | Mar 1, 2026 | Common Stock | 150,000 | 600,000 | D |
| Option | $0.30 | holding | — | — | — | Jan 25, 2013 | Jan 25, 2023 | Common Stock | 150,000 | 150,000 | D |
| Option | $0.11 | holding | — | — | — | Oct 4, 2013 | Oct 4, 2023 | Common Stock | 150,000 | 300,000 | D |
| Option | $0.25 | holding | — | — | — | Sep 5, 2014 | Sep 5, 2024 | Common Stock | 150,000 | 450,000 | D |
Explanation of responses
- F121,250 shares of common stock are held by Windsor Westfield Management, LLC and 21,250 shares of common stock are held by Chickamauga Enterprises, L.P. Both companies are indirectly controlled by Mr. Miller. The remaining 7,523 shares are held directly by Mr. Miller.
- F2The options were issued at a cost basis of $-- as additional consideration for services rendered to the corporation.