SEC Form 4 · accession 0001645291-18-000007
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. · KMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 6, 2018
Accepted (ET)
Aug 17, 2018 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series E Mandatory Redeemable Preferred SharesF1 | Aug 6, 2018 | J | 200,000 | $25.00 | A | 200,000 | D | |
| Series E Mandatory Redeemable Preferred SharesF2 | Aug 6, 2018 | J | 600,000 | $25.00 | A | 600,000 | I | By subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Securities reported herein were terminated and reissued in connection with the merger of Kayne Anderson Total Return Fund, Inc. (KYE) into KMF on August 6, 2018. A separate Form 4 will be filed reporting the disposition of the securities terminated under that Issuer. These securities were formerly held as KYE Series D Mandatory Redeemable Preferred Shares.
- F2480,000 shares of the securities reported herein are directly beneficially owned by United of Omaha Life Insurance Company, a direct subsidiary of Mutual of Omaha Insurance Company. 120,000 shares of the securities reported herein are directly beneficially owned by Companion Life Insurance Company, a direct subsidiary of United of Omaha Life Insurance Company.