SEC Form 4 · accession 0001140361-16-053015
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. · KMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 24, 2015
Accepted (ET)
Feb 16, 2016 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001500096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred SharesF2 | Nov 24, 2015 | J | 560,000 | $25.50 | D | 0 | I | By Sun Life Assurance Company of Canada |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 24, 2015, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Shares.
- F2Shares were owned by Sun Life Assurance Company of Canada, a 100% owned subsidiary of Sun Life Financial Inc.