SEC Form 4 · accession 0001144204-18-009366
Net Element, Inc. · NETE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Caan
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 15, 2018 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2017 | A | 688 | — | A | 3,536 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Net Element, Inc. awarded to James Caan, Director of the Company, 688 shares, pursuant to the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on December 31, 2017 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.
- F2As adjusted by a reverse stock split on October 5, 2017.