SEC Form 4 · accession 0001144204-16-116871
Net Element, Inc. · NETE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Wolberg
Officer — Chief Legal Officer
Period of report
Jun 13, 2016
Accepted (ET)
Aug 5, 2016 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499961
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Shares of Common StockF1 | $2.12 | Jun 13, 2016 | A | 137,143 | A | Jun 13, 2016 | Jun 13, 2026 | Options to Purchase Shares of Common Stock | 137,143 | 202,858 | D |
Explanation of responses
- F1Net Element, Inc. awarded 137,143 options to purchase shares of common stock to Steven Wolberg pursuant to the terms of that certain 2013 Equity Incentive Plan, as amended.