SEC Form 4 · accession 0001615774-17-007163
Global Brokerage, Inc. · GLBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sakhai
Officer — Chief Operating Officer · Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499912
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 4, 2017 | S | 81,398 | $0.429 | D | 49,567 | I | By Trusts |
| Class A Common StockF2 | Dec 5, 2017 | S | 31,410 | $0.311 | D | 18,157 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.
- F2All of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.