SEC Form 4 · accession 0001615774-17-006988
Global Brokerage, Inc. · GLBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sakhai
Officer — Chief Operating Officer · Director
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499912
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Nov 22, 2017 | S | 91,736 | $0.714 | D | 121,031 | I | By Trusts |
| Class A Common StockF2 | Nov 24, 2017 | S | 24,788 | $0.452 | D | 96,243 | I | By Trusts |
| Class A Common StockF2 | Nov 27, 2017 | S | 58,086 | $0.571 | D | 38,157 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such sales were made by (i) trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.
- F2A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.