SEC Form 4 · accession 0001144204-15-072596
Global Brokerage, Inc. · GLBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Sassoon
Officer — General Counsel & Secretary
Period of report
Dec 21, 2015
Accepted (ET)
Dec 23, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499912
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 21, 2015 | S | 11 | $12.453 | D | 139 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All of such shares were sold automatically upon certain of the Reporting Person's previously unvested restricted stock units subsequently becoming vested and were sold solely for the purpose of covering certain tax obligations that arose upon such vesting.