SEC Form 5 · accession 0001144204-15-008853
Global Brokerage, Inc. · GLBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ornit Niv
Officer — See Remarks
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499912
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Units of FXCM Holdings LLCF1 | — | Jan 2, 2014 | G | 372,214 | A | — | — | Class A Common Stock | 372,214 | 453,415 | D |
| Units of FXCM Holdings LLCF1 | — | Jan 2, 2014 | G | 372,214 | D | — | — | Class A Common Stock | 372,214 | 81,201 | D |
Explanation of responses
- F1Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
Remarks
Officer Title: Head of Sales and Customer Service for the Americas and Asia