SEC Form 4 · accession 0001140361-16-077183
Townsquare Media, Inc. · TSQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
GENERAL ELECTRIC CO
Other
GE Capital Equity Holdings, Inc.
10% Owner
GE Business Financial Services Inc.
10% Owner
Antares Capital Corp
10% Owner
GE Capital US Holdings, Inc.
10% Owner
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499832
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class C Common StockF1,F2,F3 | — | Aug 16, 2016 | S | 3,258,139 | D | — | — | Class A Common Stock | 3,258,139 | 0 | I |
Explanation of responses
- F1Each share of the Class C Common Stock of the Issuer has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock of the Issuer, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.
- F2GE Capital Equity Holdings, LLC (formerly known as GE Capital Equity Holdings, Inc.) ("GECEH") sold 2,996,283 shares; GE Business Financial Services Inc. ("GEBFS") sold 144,284 shares; and AN Capital Corporation (formerly known as Antares Capital Corporation) ("AN Capital") sold 117,572 shares.
- F3Indirectly owned by GE Capital-US Holdings, Inc. ("GE Capital-US"). GECEH, GEBFS and AN Capital are either direct or indirect wholly-owned subsidiaries of GE Capital-US. GE Capital-US is an indirect wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.
Remarks
Exhibit 24.1 - Power of Attorney (GE Capital-US), incorporated herein by reference to Exhibit 11 to the Schedule 13D/A filed by the Reporting Persons on June 3, 2016 with respect to the Issuer (the "13D/A"); Exhibit 24.2 - Power of Attorney (GE), incorporated herein by reference to Exhibit 12 to the 13D/A; and Exhibit 99.1 - Joint Filer Information, each incorporated herein by reference.