SEC Form 4 · accession 0001499807-18-000081
K2M GROUP HOLDINGS, INC. · KTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Cole
Officer — Chief Financial Officer
Period of report
Jul 3, 2018
Accepted (ET)
Jul 6, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001499807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 3, 2018 | S | 867 | $22.4703 | D | 67,139 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares sold to cover the reporting person's tax liability in connection with the vesting of restricted stock, pursuant to a 10b5-1 plan.
- F2The price in Column 4 is a weighted average. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Includes shares of common stock acquired under the issuer's employee stock purchase plan.